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Policies, Procedures And Controls

CryptoCompliance will consult with your small business to assist your BSA compliance officer with developing written risk-based procedures and internal controls to cover money transmitter responsibilities under AML and OFAC.

Otherwise, if you prefer, CryptoCompliance will develop written risk-based policies and procedures for your small business. We’ll need you to provide us with some information about your business that includes:

  • An overview of your business
  • Geographic locations where you provide financial services
  • Products offered
  • Services offered
  • Customer types and corresponding identification practices
  • Transaction types
  • Internal systems and controls
  • Reporting
  • Record creation and retention
  • Training processes
  • Independent review process (audit)

Contact us to request a written proposal.

CryptoCompliance is a regulatory consulting firm and does not provide legal advice, opinion, or services. Our services cannot and should not be relied upon as legal advice or opinion. We recommend you consult a lawyer if you want legal advice, opinion, or services.